State Registered Investment Adviser

Regulatory Disclosures

As a registered investment adviser, Eagle Guardian Advisors LLC is committed to full transparency and regulatory compliance. Review our comprehensive disclosure documents below to understand our services, fees, policies, and business practices.

Required Regulatory Documents

All documents are available for download. These materials are updated regularly to ensure accuracy and compliance with current regulations.

Available

Updated: March 2025

Form ADV Part 2A - Firm Brochure

Our Form ADV Part 2A provides detailed information about Eagle Guardian Advisors LLC, including our advisory services, fee schedules, investment strategies, potential conflicts of interest, and the background of our key personnel. This document is the primary disclosure document that all advisory firms are required to provide to clients and prospective clients.

Key Topics Covered:

Advisory Business & Services Offered
Fees and Compensation Structure
Performance-Based Fees and Side-By-Side Management
Types of Clients and Account Requirements
Methods of Analysis, Investment Strategies and Risk of Loss
Disciplinary Information
Other Financial Industry Activities and Affiliations
Code of Ethics, Participation or Interest in Client Transactions
Brokerage Practices
Review of Accounts
Client Referrals and Other Compensation
Custody
Investment Discretion
Voting Client Securities
Financial Information
Available

Updated: October 2025

Form ADV Part 2B - Brochure Supplement

Form ADV Part 2B provides specific information about the educational background, business experience, and disciplinary history of each individual who provides investment advice to clients. This supplement ensures clients understand who is managing their investments and their qualifications.

Key Topics Covered:

Educational Background and Business Experience
Disciplinary Information
Other Business Activities
Additional Compensation
Supervision
Requirements for State-Registered Advisers
Available

Updated: January 2025

Privacy Policy

Our Privacy Policy explains how we collect, use, share, and protect your personal information in compliance with Regulation S-P and state privacy laws. We are committed to maintaining the confidentiality and security of your personal financial information and only share information as permitted or required by law.

Key Topics Covered:

Information We Collect
How We Use Your Information
Information Sharing Practices
Security Measures and Safeguards
Third-Party Service Providers
Opt-Out Rights
Access and Correction Rights
Changes to Privacy Policy
Contact Information for Privacy Questions
Available

Updated: November 2025

Cybersecurity Policy

Our Cybersecurity Policy outlines the technical, physical, and administrative safeguards we have implemented to protect client data from unauthorized access, use, or disclosure. We maintain robust cybersecurity protocols in accordance with SEC and state regulations to protect against data breaches and cyber threats.

Key Topics Covered:

Data Encryption Standards
Multi-Factor Authentication Requirements
Network Security and Firewalls
Incident Response Procedures
Employee Training and Awareness
Vendor Risk Management
Regular Security Assessments and Testing
Business Continuity and Disaster Recovery
Breach Notification Procedures
Available

Updated: March 2025

Cryptocurrency & Digital Assets Policy

Our Cryptocurrency Policy provides detailed disclosure regarding the unique risks associated with digital asset investments, including extreme price volatility, regulatory uncertainty, custody and security concerns, and limited investor protections. This policy ensures clients fully understand the speculative nature of cryptocurrency investments before proceeding.

Key Topics Covered:

Extreme Price Volatility and Market Risk
Regulatory and Legal Uncertainty
Custody and Security Risks
Liquidity and Trading Risks
Technology and Operational Risks
Cybersecurity and Hacking Threats
Lack of Traditional Investor Protections
Tax Treatment and Reporting Requirements
Valuation Challenges
Counterparty and Exchange Risks
Potential for Total Loss of Investment
Available

Updated: January 2025

Terms and Conditions

Our Terms and Conditions govern the use of our website, services, and the advisory relationship between Eagle Guardian Advisors and our clients. This document outlines the legal rights, responsibilities, and obligations of both parties, including service agreements, termination provisions, liability limitations, and dispute resolution procedures.

Key Topics Covered:

Advisory Agreement Terms
Client Responsibilities and Obligations
Firm Responsibilities and Services
Billing and Payment Terms
Account Termination Procedures
Limitation of Liability
Indemnification Provisions
Dispute Resolution and Arbitration
Governing Law and Jurisdiction
Amendments and Modifications
Website Terms of Use
Intellectual Property Rights

Questions About Our Disclosures?

We're committed to transparency and regulatory compliance. Contact us to discuss any aspect of our disclosure documents or to request additional information.